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Transition Process

Cambridge’s Acceptance Process

Upon acceptance, your recruiter will continue to partner with you to develop a customized plan for moving your business to Cambridge. All the relevant details of your plan will be captured in a Letter of Understanding (LoU). Once the LoU is signed and returned, your transition process can begin.

Transition Launch Call

During this initial consultation, you and your staff will be introduced to your personal Transition Consultant who will oversee every step of your transition, providing guidance, scheduling and conducting consultations, and more.

Transferring Licenses and Registration

Our Registration and Licensing Team works to ensure you’re involved in every aspect of your registration as you transfer securities licenses, insurance appointments, and advisory registrations to Cambridge.

Transferring Client Accounts

We help establish an efficient transition of your client accounts and assets.

Introducing Cambridge to Your Clients

Our Public Relations and Creative Marketing Team provides the tools you need to introduce Cambridge to your clients including marketing strategies, step-by-step marketing guides, and personalized client materials including the Independent Client Brochure, which explains your role as an independent financial professional and Cambridge’s role as an independent broker-dealer.

Practice Management Consultation

Our Practice Management Team outlines their expansive services, tools, and offerings – building blocks to grow your business.

Ready to take the first step? Contact a Business Development Director today.