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Pershing Tax Mailing Date Schedule

Below are the mailing dates for the 2018 tax year IRS Form 1099 (B, DIV, INT, OID, and MISC).

Mailing Phase Mailing End Date
Included in Mailing
1 January 31 Holdings and income that typically do not require reclassification or additional information from issuers. Includes stocks, bonds, and options.
2 February 15

Mutual funds, certain unit investment trusts (UITs), real estate investment trusts (REITs), and certain equities. 

If investments that are awaiting information from issuers, trustees, or final review are not finalized by this mailing, a Pending 1099 Notice will be mailed. 

Revision mailing for 1099s sent in phase 1, as required.

3 February 28

Finalization from the Pending 1099 Notice listed in phase 2. Remaining mutual funds, REITs, and certain equities.

Revision mailing for 1099s sent in phases 1 and 2, as required.

4 March 15

All remaining accounts, regardless of whether pending income reclassification for the accounts’ income has been received from issuers. 

Includes complex non-equity securities, such as real estate mortgage investment conduits (REMICs), widely held fixed investment trusts (WHFITs), and some UITs.

Revision mailing for 1099s sent in all previous phases, as required.

Pending notices will be available via e-Document SuiteTM for accounts pending final reporting. 

For questions regarding the Pershing tax mailing dates, please contact your advisor.